Andrea Cataneo

Photo of Andrea Cataneo Andrea Cataneo is a partner in the Corporate Practice Group in the firm's New York office.

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With the SEC, Cooperation is Key

As an expensive “slap on the wrist,” the Securities and Exchange Commission (“SEC” or the “Commission”) recently concluded that approximately $12.7 million worth of funds raised in a 2017 Initial Coin Offering (“ICO”) by Gladius Network LLC (“Gladius”) were part of an unregistered securities offering, and all proceeds must be returned to investors. However, the … Continue Reading
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